Investment Adviser Regulatory Counsel Jobs in Atlanta

... industry serving broker-dealers and registered investment advisers: Providing compliance support and ... a variety of compliance and regulatory issues, analyzing and summarizing complicated ... arbitrations and analyzing compliance and..

... Is Looking for a Senior Counsel As part of an industry-leading ... Atlanta, GA. Your Impact as Counsel Aon is seeking an attorney ... for the position of Senior..

Mid-Level Financial Markets - Litigation Associate The candidate will involves capital markets, M&A, corporate governance and financial and regulatory matters primarily for financial institutions, including commercial and investment banks, broker-dealers, investment ..

Compliance Officer - Securities Industry The candidate will serve as support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series trusts containing mutual funds and exchange-traded funds (Trusts). Will assist ..

Associate Counsel - Wealth Solutions The candidate ... Compliance team to respond to regulatory and consumer complaints, and to ... separate account and synthetic guaranteed investment contracts. Provide analysis of..

Assistant General Counsel The candidate will provide counsel regarding the firm's distribution of ... responding to inquiries from investors, regulatory agencies and other third parties. ... agreements, client agreements, advertising..

VP, Corporate Counsel, Bankruptcy & Restructuring The candidate ... candidate will be working with investment professionals in connection with bankruptcy ... Retaining, managing, and coordinating outside counsel. Supporting and driving..