Investment Advisers Act Attorney Jobs in New York City

Seeking an Investment Management Associate with asset management/investment fund experience in the alternative ... both. Regulatory expertise and experience (Investment Advisers Act, Investment Company Act, Commodity Exchange Act) a big..

Investment Adviser Compliance Director The candidate will assist firm's registered Investment Adviser (“IA”) clients to establish and/or maintain a compliance program. Will act in the capacity as an outsourced Chief Compliance ..

Investment Management Compliance Executive Director Duties: Periodic reporting to the Funds’ Boards of Trustees, and senior management, as well as overseeing regular compliance monitoring of activities on behalf of the Funds. ..

Investment Management Coverage Attorney- Vice President The candidate will ... professionals. As opportunities arise, the attorney will also provide legal support ... businesses. Responsibilities will include advising investment professionals and..

... firm is seeking an associate attorney with 3 to 5 years ... of experience to join its Investment Funds Group, focusing on Registered ... bring experience from a recognized..

... seeking a partner-level Fund Formation Attorney to join its expanding business ... This role involves advising leading investment firms and fund sponsors on ... manage the formation of private..

... talented associate to join its Investment Funds Regulatory practice in New ... have strong familiarity with the Investment Advisers Act of 1940 and experience at ... of clientsCounsel clients..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... on matters pertaining to registered investment companies, including mutual funds, exchange-traded ... companies, as well as their..

... of the regulatory framework governing investment advisers, including the Investment Advisers Act of 1940. Extensive knowledge of ... securities laws including the Securities Act of 1933, the Securities Exchange..

... associate to join its Private Investment Funds practice in New York. ... components of transactions with private investment funds.Handle private placements under the ... private placements under the Securities..

... compliance experience at a registered investment adviser or mutual fund. Should ... have good working knowledge of Investment Company Act and Investment Advisers Act. Must have strong collaboration and..

... and digital assets.RequirementsKnowledge of the Investment Company Act and/or Investment Advisers Act.Experience with exchange-traded funds, interval funds, .....

Associate General Counsel The candidate will be reporting to the General Counsel, responsibilities will include advising on contractual, bank regulatory, general corporate, and corporate governance matters for a privately-held wealth management ..

... a midlevel Asset Management and Investment Funds Associate to join their ... in U.S. federal securities law.DutiesRepresent investment companies, advisers, and board members on securities ... experience in asset..

... qualified Associate for their Corporate Investment Funds Regulatory Practice in New ... a strong understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.DutiesProvide..

... business partner, not just an attorney. Provide full product life-cycle counseling. ... to company Custody, including the Investment Advisers Act, the Investment Company Act, FINRA rules and regulations and..

... an Associate for the Private Funds/Investment Services team in New York, ... securities law experience.Experience with SEC-registered investment advisers and private investment funds.Knowledge of federal securities laws, ... federal..

... is ideal for a corporate attorney with extensive experience in mergers ... financial regulatory compliance, and advising investment managers and hedge funds. The ... new business opportunities.Counsel financial institutions,..

Assistant General Counsel - Investment Company The candidate will responsible ... registration and activities as an investment adviser and commodity pool operator. ... Legal, Compliance & Regulatory organization. Attorney with..

... law firm seeks a mid-level Investment Management Associate Attorney in New York, New York. ... have a strong background in investment management and regulatory experience, particularly ... with the..

Apply New York, NY Winston & Strawn is looking for an associate with 4 - 6 years of significant experience in private equity fund formation and related matters. Ideally, the candidate ..

... OverviewA law firm seeks an Investment Funds Associate in New York, ... operation, and regulation of private investment funds within a dynamic corporate ... and financing of various private..

... six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters ... matters under federal securities laws.DutiesAdvise investment advisers on regulatory and compliance matters.Provide..