Investment Advisers Act Attorney Jobs in New York City

Seeking an Investment Management Associate with asset management/investment fund experience in the alternative ... both. Regulatory expertise and experience (Investment Advisers Act, Investment Company Act, Commodity Exchange Act) a big..

... experience with a top tier investment management practice representing private equity ... fund formations, as well as Investment Company Act, Investment Adviser Act and other regulatory compliance. Must .....

... experience with a top tier investment management practice representing private equity ... fund formations, as well as Investment Company Act, Investment Adviser Act and other regulatory compliance. Must .....

... an Associate for the Private Funds/Investment Services team in New York, ... securities law experience.Experience with SEC-registered investment advisers and private investment funds.Knowledge of federal securities laws, ... federal..

... of the regulatory framework governing investment advisers, including the Investment Advisers Act of 1940. Extensive knowledge of ... securities laws including the Securities Act of 1933, the Securities Exchange..

... services firms, asset managers, and investment funds on fund structures and ... of relevant experience.Knowledge of the Investment Company Act and/or Investment Advisers Act.Experience with exchange-traded funds, interval funds,..

... law firm seeks a mid-level Investment Management Associate Attorney in New York, New York. ... have a strong background in investment management and regulatory experience, particularly ... with the..

... compliance experience at a registered investment adviser or mutual fund. Should ... have good working knowledge of Investment Company Act and Investment Advisers Act. Must have strong collaboration and..

Apply New York, NY Winston & Strawn is looking for an associate with 4 - 6 years of significant experience in private equity fund formation and related matters. Ideally, the candidate ..

... business partner, not just an attorney. Provide full product life-cycle counseling. ... to company Custody, including the Investment Advisers Act, the Investment Company Act, FINRA rules and regulations and..

... firm is seeking an associate attorney with 3 to 5 years ... of experience to join its Investment Funds Group, focusing on Registered ... bring experience from a recognized..

Job OverviewA law firm seeks an Investment Funds Mid-Level Associate for their New York, NY office. The ideal candidate will have 4-6 years of experience in private equity fund formation and ..

Assistant General Counsel - Investment Company The candidate will responsible ... registration and activities as an investment adviser and commodity pool operator. ... Legal, Compliance & Regulatory organization. Attorney with..

... is ideal for a corporate attorney with extensive experience in mergers ... financial regulatory compliance, and advising investment managers and hedge funds. The ... new business opportunities.Counsel financial institutions,..

Investment Management Compliance Executive Director Duties: Periodic reporting to the Funds’ Boards of Trustees, and senior management, as well as overseeing regular compliance monitoring of activities on behalf of the Funds. ..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... on matters pertaining to registered investment companies, including mutual funds, exchange-traded ... companies, as well as their..

Investment Management Coverage Attorney- Vice President The candidate will ... professionals. As opportunities arise, the attorney will also provide legal support ... businesses. Responsibilities will include advising investment professionals and..

... six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters ... matters under federal securities laws.DutiesAdvise investment advisers on regulatory and compliance matters.Provide..

Investment Adviser Compliance Director The candidate will assist firm's registered Investment Adviser (“IA”) clients to establish and/or maintain a compliance program. Will act in the capacity as an outsourced Chief Compliance ..

Associate General Counsel The candidate will be reporting to the General Counsel, responsibilities will include advising on contractual, bank regulatory, general corporate, and corporate governance matters for a privately-held wealth management ..

... seeking a partner-level Fund Formation Attorney to join its expanding business ... This role involves advising leading investment firms and fund sponsors on ... manage the formation of private..

... talented associate to join its Investment Funds Regulatory practice in New ... have strong familiarity with the Investment Advisers Act of 1940 and experience at ... of clientsCounsel clients..

... will have experience with SEC-registered investment advisers and private investment funds, including private equity and ... mergers & acquisitions activities involving investment advisers.Manage multiple legal matters simultaneously.Requirements3-5 years .....