Investment Advisers Act Attorney Jobs in New York City

Investment Adviser Compliance Director The candidate will assist firm's registered Investment Adviser (“IA”) clients to establish and/or maintain a compliance program. Will act in the capacity as an outsourced Chief Compliance ..

Investment Management Coverage Attorney- Vice President The candidate will ... professionals. As opportunities arise, the attorney will also provide legal support ... businesses. Responsibilities will include advising investment professionals and..

Private Funds Attorney The candidate will provide advice ... Partner with internal stakeholders, including investment, finance and administration, tax, compliance ... level of experience in other investment management areas will..

... firm is seeking an associate attorney with 3 to 5 years ... of experience to join its Investment Funds Group, focusing on Registered ... bring experience from a recognized..

Job OverviewA law firm seeks an Investment Funds Mid-Level Associate for their New York, NY office. The ideal candidate will have 4-6 years of experience in private equity fund formation and ..

Counsel Duties: Provide institutional asset management business with legal advice and transaction support and develop strong business partner relationships throughout Columbia Threadneedle Investments. Apply a solid background and grounding in the ..

... OverviewA law firm seeks an Investment Funds Associate in New York, ... operation, and regulation of private investment funds within a dynamic corporate ... and financing of various private..

... to Mid-Level Fund Formation and Investment Management Associate in New York ... understanding of fund formation and investment management.DutiesAssist in fund and management ... years of fund formation and..

... law firm seeks a mid-level Investment Management Associate Attorney in New York, New York. ... have a strong background in investment management and regulatory experience, particularly ... with the..

... Lead the North America (NAM) investment management legal team. Provide legal, ... matters related to the NAM investment management accounts, products and services ... Wealth. Advise the CGMI Registered..

... candidate will be working with investment professionals in connection with bankruptcy ... private funds, such as the Investment Advisers Act, the Securities Act of 1933, and ERISA, is .....

... services firms, asset managers, and investment funds on fund structures and ... of relevant experience.Knowledge of the Investment Company Act and/or Investment Advisers Act.Experience with exchange-traded funds, interval funds,..

... is ideal for a corporate attorney with extensive experience in mergers ... financial regulatory compliance, and advising investment managers and hedge funds. The ... new business opportunities.Counsel financial institutions,..

... candidate will be working with investment professionals in connection with bankruptcy ... private funds, such as the Investment Advisers Act, the Securities Act of 1933, and ERISA, is .....

... six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters ... matters under federal securities laws.DutiesAdvise investment advisers on regulatory and compliance matters.Provide..

... associate to join its Private Investment Funds practice in New York. ... components of transactions with private investment funds.Handle private placements under the ... private placements under the Securities..

US Investment Management Private Side Compliance Executive ... be advising and supporting the Investment Management Private Side businesses on ... business. Excellent knowledge of the Investment Advisers Act of 1940..

... qualified Associate for their Corporate Investment Funds Regulatory Practice in New ... a strong understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940.DutiesProvide..

... an Associate for the Private Funds/Investment Services team in New York, ... securities law experience.Experience with SEC-registered investment advisers and private investment funds.Knowledge of federal securities laws, ... federal..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... on matters pertaining to registered investment companies, including mutual funds, exchange-traded ... companies, as well as their..

... seeking a partner-level Fund Formation Attorney to join its expanding business ... This role involves advising leading investment firms and fund sponsors on ... manage the formation of private..

... candidate will be working with investment professionals in connection with bankruptcy ... private funds, such as the Investment Advisers Act, the Securities Act of 1933, and ERISA, is .....

... talented associate to join its Investment Funds Regulatory practice in New ... have strong familiarity with the Investment Advisers Act of 1940 and experience at ... of clientsCounsel clients..