Investment Banking Compliance Officer Jobs in Dallas

... Assistant General Counsel - Business Banking - VP','200027888','!*!JPMorgan Chase & Co. ... firm is a leader in investment banking, financial services for consumers and ... consumers and small business,..

... currently seeking a Bank Operations Officer who will be a hands-on ... current deposit operations and retail banking operations and products, including management ... related functions. · Adhere to..

... a Senior Lead Enterprise Risk Officer... In this role, you will: ... years of Risk Management experience (Compliance, Financial Crimes, Operational Risk, Audit, ... credit, third party, operational and..

... Office of the Chief Administrative Officer, and the various teams that ... Office of the Chief Administrative Officer is critical, but equally important ... Office of the Chief Administrative..

Senior Vice President Chief Compliance Officer Duties: Creation and revision of ... Duties: Creation and revision of compliance program policies under the direction ... the direction of the Chief Compliance..

Deputy Chief Compliance Officer The candidate will do a ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a) list reviews ... that will enhance the overall compliance function and..

Compliance Officer - Consumer Products The candidate ... be responsible for: Providing credible Compliance challenge to the design, development, ... Digital function/business/product in performing timely compliance reviews of new products,..

Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for .....

VP Compliance Officer DUTIES: Develops initiates, maintains, and ... the general operation of the Compliance Program and its related activities ... Manages day-to-day operation of the Compliance Program. Periodically reviews..

Lead Compliance Officer - Branch Banking The candidate will establish, implement, ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance..

Senior Compliance Officer- Regulatory Change Management- Vice President ... strong culture of ethics and compliance with laws, regulations, and compliance policies. Provide compliance-related guidance regarding products/ services, new ... assess..

Senior Lending Compliance Officer, Vice President Responsibilities: Lead regulatory ... change management program for lending compliance. Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance..

Compliance Officer - Consumer Products The candidate ... serves as a consumer products Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for ... design and delivery of a Compliance..

VP Compliance Risk Management Officer The candidate serves as a ... The candidate serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... delivery, and..

Senior Lending Compliance Officer, Vice President Responsibilities: Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance program. Assist with the delivery ... Assist with the..

... Fargo is seeking a Control Officer to join our Corporate & ... to join our Corporate & Investment Banking (CIB) Control team, supporting the ... a strong risk mitigating..

... seeking a Lead Credit Risk Officer to help lead the Transformation, ... function in the Chief Risk Officer (CRO) organization, aligned to Wells ... understand function, policies, procedures, and..

Lead Compliance Officer - Branch Banking The candidate will establish, implement, ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance..

Manager Compliance, Personal Securities Trading The candidate ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..

Chief Compliance Officer/General Counsel Duties: Examine and draft ... and employee relations. Ensure legal compliance as pertains to SEC regulations. ... pertains to SEC regulations. Oversee compliance with corporate governance...

SVP Chief Compliance Officer Duties: Develops and oversee an ... and oversee an integrated, enterprise-wide compliance and privacy program. Serves as ... of positive ethical principles and compliance with federal..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..