Investment Banking Compliance Officer Jobs in Plano

Lead Compliance Officer - Branch Banking The candidate will establish, implement, ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance..

Lead Compliance Officer The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for ... standards and programs to drive..

Lead Compliance Officer – Corporate & Investment Banking The candidate will provide oversight ... monitoring of business group risk-based compliance programs. Will maintain compliance risk expertise and consulting for .....

... currently seeking a Bank Operations Officer who will be a hands-on ... current deposit operations and retail banking operations and products, including management ... related functions. · Adhere to..

Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..

Compliance Officer - Consumer Products The candidate ... be responsible for: Providing credible Compliance challenge to the design, development, ... Digital function/business/product in performing timely compliance reviews of new products,..

Manager Compliance, Personal Securities Trading The candidate ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..

VP Compliance Risk Management Officer The candidate serves as a ... The candidate serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... delivery, and..

... Fargo is seeking a Control Officer to join our Corporate & ... to join our Corporate & Investment Banking (CIB) Control team, supporting the ... a strong risk mitigating..

Deputy Chief Compliance Officer The candidate will do a ... emerging BSA/AML/KYC/CIP trends and BSA Compliance issues. Supervise 314(a) list reviews ... that will enhance the overall compliance function and..

... Assistant General Counsel - Business Banking - VP','200027888','!*!JPMorgan Chase & Co. ... firm is a leader in investment banking, financial services for consumers and ... consumers and small business,..

... a Senior Lead Enterprise Risk Officer... In this role, you will: ... years of Risk Management experience (Compliance, Financial Crimes, Operational Risk, Audit, ... credit, third party, operational and..

... seeking a Lead Credit Risk Officer to help lead the Transformation, ... function in the Chief Risk Officer (CRO) organization, aligned to Wells ... understand function, policies, procedures, and..

Compliance Officer - Consumer Products The candidate ... serves as a consumer products Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for ... design and delivery of a Compliance..

VP Compliance Officer DUTIES: Develops initiates, maintains, and ... the general operation of the Compliance Program and its related activities ... Manages day-to-day operation of the Compliance Program. Periodically reviews..

Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... required by credit policy, including..

SVP Chief Compliance Officer Duties: Develops and oversee an ... and oversee an integrated, enterprise-wide compliance and privacy program. Serves as ... of positive ethical principles and compliance with federal..

Senior Compliance Officer- Regulatory Change Management- Vice President ... strong culture of ethics and compliance with laws, regulations, and compliance policies. Provide compliance-related guidance regarding products/ services, new ... assess..

Senior Lending Compliance Officer, Vice President Responsibilities: Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance program. Assist with the delivery ... Assist with the..

... Office of the Chief Administrative Officer, and the various teams that ... Office of the Chief Administrative Officer is critical, but equally important ... Office of the Chief Administrative..

Lead Compliance Officer - Branch Banking The candidate will establish, implement, ... standards and programs to drive compliance with federal, state, agency, legal, ... of business group risk based compliance..

Compliance Product Officer The candidate will be designing, ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... a subject matter expert on Compliance programs. Provides expert..

Senior Lending Compliance Officer, Vice President Responsibilities: Lead regulatory ... change management program for lending compliance. Provide compliance-related guidance regarding products/ services, new ... assess the effectiveness of the Compliance..