Legal Counsel Investment Banking Jobs in Santa Ana

Seeking an Investment Management Associate with 3-6 years of experience in registered funds. Experience in variable insurance products, private funds, investment adviser and/or commodities work is a plus. Must have a ..

Seeking a Corporate Associate with 3-4 years of equity capital markets experience at a major law firm. Public company M&A experience is preferred. Mandarin Chinese language skills are a plus. MBA ..

Vice President, Counsel (Alternatives) The candidate work as ... as an attorney in the Legal and Compliance group. Develop, document, ... private funds. Interact with outside counsel and oversee private..

Wealth Management - Private Bank - Private Banker - Vice President Duties: Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions ..

Private Banker - Vice President Responsibilities: Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions and delivering an exceptional client experience. ..

Vice President, Counsel-Private Fund Transactions The candidate will ... situations/corporate teams). Interact with outside counsel and oversee transactions. Identify and ... Identify and manage various corporate, legal, and regulatory issues..

Job OverviewA law firm seeks a mid-level Capital Markets Associate in Newport Beach. The ideal candidate will have experience in securities offerings and assisting public companies with reporting obligations. This role ..

Attorney Responsibilities: Reviewing file documents to prepare and draft code compliant discovery responses, Reviewing discovery responses, preparing summaries, preparing meet and confer letters, Reviewing and responding to meet and confer letters, ..

Mergers and Acquisitions (M&A) Tax Senior Manager The candidate will be responsible for engagement management with clients includes routinely working directly with c-suite executives to perform financial due diligence on middle-market ..

... tracking deadlines; Initiating and managing legal holds and discovery, including managing ... detailed tracking reports of all legal matters across the enterprise; Researching ... agreements, corporate contracts, etc.; Researching..

VP, Credit Research Analyst Responsibilities: Assume coverage and responsibility for one or more defined sectors within U.S. public finance with a concentration on both IG and HY asset classes. Build financial ..

Commercial Real Estate Loan Document Specialist The candidate will be responsible for preparing and reviewing commercial real estate mortgage loan documents using Microsoft Word and our advanced document preparation software. Will ..

Senior Corporate Counsel Duties: Negotiate, draft and review ... and negotiation of contracts, and legal consultation on new initiatives and ... issues, and regulatory matters. Conduct legal research and apply..

Senior Compliance Officer The candidate will be responsible for overseeing the firm’s Control Group which implements the firm’s Policy and related procedures, including monitoring information barriers, maintaining restricted lists and handling ..

Claims Recovery Counsel The candidate will be responsible for: Manage substantial recovery/collection caseload. Work with Claims Counsel, Analysts, Specialists and Regional Claims Managers to understand cause, extent of loss and potential ..

In-House Counsel Responsibilities: Providing accurate, relevant, and ... staff on a variety of legal topics that relate to the ... and issues are identified for legal or business review is..

VP, Employment Law Counsel The candidate will provide in-house ... The candidate will provide in-house legal counsel on labor and employment related ... and generally assists the General Counsel and..

Associate Underwriting Counsel – International The candidate will : Provides underwriting support to company personnel in international offices for risk evaluation related to issuance of title insurance policies. Provides assistance to ..

Wealth Transition Services Manager / Senior Manager The candidate will interpret and review various legal documents in relation to estate and business succession planning. Will undertake technical research on estate planning ..

... loan documentation vendor and/or outside legal counsel, and insurance compliance reviews from ... closing activities among borrower, borrower’s legal counsel, processor, underwriter, bank counsel, and relationship manager as needed...

... The candidate work within the Legal/Compliance department managing investment guidelines in the company’s proprietary ... assisting our client facing and Legal teams in negotiating investment discretions, interpreting investment restrictions..

... analysis, and recommendations for the legal and regulatory issue inquiries made ... inquiries made by the General Counsel and other members of staff ... 50 states; Work with General..

... Duties: Serves as a key lawyer/legal advisor on all regulatory matters ... as necessary. Remains current on legal opinions and concerns issued by ... Insurance Commissioner Offices. Advises on..