Legal Counsel Investment Management Jobs in Hartford

Associate Faculty - Finance Duties: Teaching opportunities available in disciplines, like, Corporate Finance, Investment Products, Personal Financial Planning, Insurance & Risk Management, Retail & Commercial Banking, and valuation and Financial Modeling. ..

Vice President Corporate Counsel - Annuities Law The candidate ... Law The candidate will provide counsel and support to company's Annuities ... the opportunity to provide cross-business legal support on..

Director, General Manager Duties: Own and drive the success of the Contract Lifecycle Management business line through cross functional leadership, taking an early “horizon three” business to a mature ‘horizon two” ..

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

... and corporate transactions, providing strategic counsel to industry stakeholders.DutiesAdvise on fund ... stakeholders.DutiesAdvise on fund formation and investment management.Ensure compliance with broker-dealer regulations.Facilitate mergers, ... entries.RequirementsExperience in fund formation..

Chief Compliance Officer - Investment Management The candidate will be a ... key member of the firm’sInvestment Management (SIM) law department, and will ... and existing client opportunities, new investment..

Corporate Paralegal Duties: Assist with SEC and NASDAQ filings, including Forms 8-K, 10-Q, 10-K, and proxy statement. Assist with coordination of the Annual Meeting of Shareholders and related voting process with ..

SVP - General Counsel The candidate will add value ... law at all times, offer counsel on legal issues, create an effective guardian ... President/CEO. Provide expert and strategic legal..

... specializing in Private Equity and Investment Management to join their team in ... Island, or Washington, D.C.DutiesDraft sophisticated investment management and fund-related documents.Advise investment managers on regulatory compliance obligations.Negotiate..

VP, Professional Services Category Lead Responsibilities: Lead team of category and strategic sourcing professionals responsible for category management, sourcing strategy and execution and contract negotiations related to multiple Professional Services categories ..

... specializing in Private Equity and Investment Management to join their team in ... Island, or Washington, D.C.DutiesDraft sophisticated investment management and fund-related documents.Advise investment managers on regulatory compliance obligations.Negotiate..

... candidate will provide quality risk management (QRM) and legal compliance evaluation and monitoring, as ... articulate key compliance, business and legal terms to the TRM Leader ... and Global..

Director of Compliance Responsibilities: Provide reasonable assurance to senior management and the Board that there are effective and efficient policies and procedures in place, well understood and respected by all employees, ..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... key member of the distribution legal team. Will address full range ... range of issues related to investment advisory business...

Branch Examiner The candidate will review and research branch office activities to identify red flag issues and determine compliance with firm and regulatory rules and procedures. Will communicate with branch managers ..

Title Coordinator The candidate works with multiple parties to coordinate the resolution and completion of the title process. Order, track and deliver title insurance and municipal search orders for title agents. ..