Legal Counsel Investment Management Jobs in Plano

Wealth Management - Private Bank - Private Banker The candidate will be responsible for advising families on building, preserving and managing their wealth. Will use knowledge of investments, financial planning, credit ..

... Services RESPONSIBILITIES: Advising and counseling management, utilizing outside counsel and Law and Compliance Department ... year deals). Advising and counseling management on relationships and agreements with ... software and..

Vice President, Assistant General Counsel - CB Middle Market Banking ... rules and regulations, and providing legal advice to the Board of ... Directors, the business and functions. Legal selects,..

Legal, Litigation Attorney, Vice President RESPONSIBILITIES: Working on litigation and regulatory matters, including those affecting the firm’s wealth management business. Overseeing the firm’s compliance with subpoenas from governmental authorities and private ..

Compliance Risk Management Officer - Regulatory Inventory & Change Management Governance Duties: Participating in the design, development, delivery and maintenance of best-in-class Compliance programs, policies and practices for ICRM. Analyzing complex ..

Assistant General Counsel - Cybersecurity Duties: Will consult ... advise the company on appropriate legal requirements and risks related to ... to privacy, security and information management, with a particular..

Job OverviewA law firm seeks a Senior Associate with 5-7 years of experience to join its Finance & Financial Services practice in Dallas. The candidate will represent financial institutions and private ..

Associate General Counsel, Cards & Lending Regulatory The ... Regulatory The candidate will provide legal support to the North American ... group. Will be part of legal teams working with..

... to Mid-Level Fund Formation and Investment Management Associate in Dallas, TX. The ... experience in fund formation and investment management, with a focus on fund ... a focus on..

... a Senior Associate or Of Counsel with private equity experience to ... transactions, including equity investments and investment management.DutiesAdvise private equity firms and portfolio ... fund and portfolio company..

Legal, PWM Attorney, Vice President Candidate ... will: Cover the Private Wealth Management business, including a full service ... a full service brokerage and investment advisory business, offering a range..

VP, Assistant General Counsel - US Wealth Management, Insurance The candidate will be ... member of the US Wealth Management Legal team that is responsible for ... insurance, as well..

Associate Counsel Institutional Investments and Corporate Services ... and Corporate Services Duties: Provide legal advice and counsel to addressing various investment-related activities and its affiliates through ... internal business units..

Legal, Marketing and Advertising Attorney, Vice ... across the firm's Consumer and Investment Management Division and colleagues throughout the ... and colleagues throughout the firm's legal, compliance, privacy, executive office,..

Vice President, Corporate Counsel, Retail Advice and Solutions The ... key member of the distribution legal team. Will address full range ... range of issues related to investment advisory business...

Contract Management Implementation Consultant Duties: The candidate ... team to optimize tax and legal process, leveraging technology to align ... technology to align tax and legal software with the clients’..

Legal, Servicing and Collections Attorney, Vice ... Attorney, Vice President Responsibilities: Provide legal advice with on servicing and ... templates. Review consumer complaints with legal and regulatory impact and assist..

Assistant General Counsel - Servicing and Operations/Cards Duties: ... Servicing and Operations/Cards Duties: Provide legal support to the Cards business ... Will be part of a legal team, consisting of..

Job OverviewA law firm seeks a highly qualified Associate to join its Entrepreneurial Ventures practice in Dallas, Texas. The ideal candidate will have 3-5 years of sophisticated corporate experience with a ..

Senior Legal Counsel Responsibilities: Responsible for reviewing will ... business proposals assessing and communicating legal risk and identifying options and ... litigation by working with outside counsel and the business..

Assistant General Counsel, Performing Servicing and Operations, Citi ... Citi Cards Candidate will provide legal support to the Citi Cards ... Will be part of a legal team, consisting of..

Senior Corporate Counsel Duties: Negotiate, draft and review ... and negotiation of contracts, and legal consultation on new initiatives and ... issues, and regulatory matters. Conduct legal research and apply..

Bank Regulatory Legal Counsel The candidate will be responsible ... providing a broad range of legal support for regulatory, compliance, retail ... examination responses. Advise on the legal or regulatory..