Private Equity Compliance Officer Jobs

https://www.nyecountynv.gov/Jobs.aspx?UniqueId=79&CommunityJobs=False&JobID=Code-Compliance-Officer-372 Thu, 14 Dec 2023 14:16:50 ... EMPLOYMENT OPPORTUNITY Pending Approval Code Compliance Officer Planning Pahrump, NV Under the ... or potential violations; secures code compliance. Drafts and distributes a..

Equity Compliance Investigator The candidate will be responsible for conducting investigations by promptly responding to formal complaints, preparing an investigative plan and timeline, identifying and interviewing witnesses, and gathering and securing ..

Compliance Officer The candidate will be responsible ... establishing and managing the company’s compliance needs. This will include establishing ... This will include establishing a compliance program, reporting, investigating and..

... , with hybrid working. Risk Manager/Compliance Officer (Full-time or Part-time – 4 ... help manage the overall firm-wide compliance and risk management system comprising ... the firm to manage..

... $25.32 per hour POSITION: Code Compliance Officer POSITION NO: 3.116 DEPT: Code ... POSITION NO: 3.116 DEPT: Code Compliance This position is responsible for ... and enforcement activities to..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

CORP - Core Compliance Officer for LATAM','200031403','!*! JPMorgan Chase & ... transaction processing, asset management, and private equity. The Compliance function supports the development of ... development of a strong..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

https://www.gloucester-ma.gov/Jobs.aspx?UniqueId=76&CommunityJobs=False&JobID=Compliance-OfficerAssistant-Emergency-Ma-481 Wed, 13 Dec 2023 14:19:15 ... applications for the position of Compliance Officer/Assistant Emergency Management Director. This person ... to ensure health and safety compliance in order to meet..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

https://www.gloucester-ma.gov/Jobs.aspx?UniqueId=76&CommunityJobs=False&JobID=Compliance-OfficerAssistant-Emergency-Ma-481 Wed, 13 Dec 2023 14:19:15 ... applications for the position of Compliance Officer/Assistant Emergency Management Director. This person ... to ensure health and safety compliance in order to meet..

Select Office McGlinchey Stafford is a premier midsized business law firm offering services in more than 40 practice areas through a highly integrated national platform. The firm is seeking a corporate ..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

Minimum Education - 6 months to 1 year of advanced study or training beyond high school equivalency, with 1 to 3 years of experience; or an equivalent combination of education and ..

... knowledge of financial services regulatory compliance in this highly visible role ... to work – regulations and Compliance are at the very top ... alternative investments categories (such as..

... and regulatory authorities to ensure compliance with applicable laws and regulations. Duties:Provide ... fund formation, registration, and ongoing compliance.Advise on product development, including novel ... and industry trends.Guide clients on..

Compliance Officer The candidate will be responsible ... responsible for managing the company’s compliance needs. This will include establishing ... This will include establishing a compliance program, reporting, investigating and..

Location: 4900 Tiedeman Road - Brooklyn, Ohio 44144-2302 JOB BRIEF (PURPOSE) Trust Real Estate holdings are major assets that require specialized expertise. Trust Real Estate Managers are skilled in managing the ..

Private Equity Client Partner, (Nationwide, UK) We’re ... opportunity has arisen for a Private Equity Client Partner in Aon's Retail ... will provide risk solutions to Private Equity owned businesses..

... and procedures to determine ongoing compliance Perform trading and best execution ... and enhancement of a full-scale compliance program Ability to work independently ... more experience in financial industry..

... and regulatory authorities to ensure compliance with applicable laws and regulations. Duties:Provide ... fund formation, registration, and ongoing compliance.Advise on product development, including novel ... and industry trends.Guide clients on..

mfg Solicitors is a forward thinking Worcestershire and West Midlands Practice with an excellent reputation.The Company is an equal opportunity employer and wants all of its employees to have the opportunity ..