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compliance officer AML Elderly Vulnerable Specialist The candidate will conduct investigations into potential unusual activity and potential elderly vulnerable exploitation and determine if there is required regulatory reporting File required ..
compliance officer Securities Industry The candidate ... support CCO Support to Chief compliance Officers CCOs for multiple series ... Trusts Will assist in the compliance oversight of service providers..
Senior compliance officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise compliance Programs with an emphasis on ... English Proficiency Lead and..
Securities Compliance Attorney/Officer The candidate will interpret new and existing securities laws and regulations and provide guidance to various business units and assist them in updating policies and procedures. Analyze existing ..
Senior Compliance and Privacy Officer Duties: The candidate is responsible ... Deluxe’s privacy and consumer protection compliance programs including the development, implementation, ... mitigate, and remediate privacy and compliance risks..
Paralegal The candidate' will provide support for the corporate legal function of Gypsum Management & Supply, Inc. The person filling the position will assist with securities, corporate governance, mergers and acquisitions, ..
Deputy Chief Compliance Officer – Retail RIA The candidate ... developing and maintaining a robust compliance program, with a focus on ... program, with a focus on compliance with all..
Paralegal The candidate will be responsible for: Prepare resolutions, minutes, and organizational documents for the Company and its many subsidiaries. Manage the corporate minute books for Company’s subsidiaries. Coordinate and oversee ..
Lead Service Officer or Senior Service Officer (Commercial Loan Closing) The candidate ... counsel, title agent, consultants, Servicing Officer and all other necessary parties ... closing process. Works with Servicing..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of assigned business ... and/or functions. Lead and execute compliance risk management activities..
Compliance Officer - AML & Elderly/Vulnerable Specialist The candidate will conduct investigations into potential unusual activity and potential elderly/vulnerable exploitation and determine if there is required regulatory reporting. File required Suspicious ..
Chief Compliance and Privacy Officer Duties: Oversee each Versant Health ... company’s (including four insurance companies) compliance with relevant laws, regulations, and ... geographic jurisdictions. Lead the Corporate Compliance team..
Privately Held Investments Real Estate Officer II The candidate will be ... a portfolio of more complex real estate assets ensuring the highest possible ... managed and will maintain the..
... entities. Prepare documents for mixed-finance real estate closings, conventional real estate closings and other real estate related transactions (e.g., revitalization agreements, ... and other documents relating to real estate..
Compliance Officer - Securities Industry The candidate ... support (CCO Support) to Chief Compliance Officers (CCOs) for multiple series ... (Trusts). Will assist in the compliance oversight of service providers..
... organizational governance, financial health, and compliance. They will also foster a ... strategies, including deep knowledge of real estate related resource and capital development ... capital development strategies utilized..
... or exceeding deadlines. Build loan officer and Realtor relationships by maintaining ... loan originator, closing agents, and real estate(s) agents to request conditions as ... practices; as well as..
Chief Compliance and Regulatory Officer (CCRO) The candidate will serve ... senior management team on operational compliance and regulatory matters, providing advice, ... federal regulatory changes. Ensure that compliance guidance..
Compliance Officer The candidate will be working ... of both RIA & BD compliance and the ability to effectively ... communicate with clients, counsel, and compliance staff, Provide input and..
Ethics and Compliance Officer The candidate will handle duties ... Committee meetings. Coordination with GTRC Compliance and Conflict of Interest departments ... as needed. Assistance with all compliance training in..
Senior Compliance Officer The candidate will conduct and ... candidate will conduct and direct compliance risk oversight of Enterprise Compliance Programs, with an emphasis on ... English Proficiency. Lead and..
Senior Compliance Officer- Surveillance and Monitoring The candidate ... Lead or assist in leading compliance initiatives necessary in implementing changes. ... and provide guidance on complex compliance actual and emerging..
Senior Compliance Officer- Enterprise Privacy And Technology Office ... pertaining to privacy and technology compliance. Analyze existing and develop new ... Lead or assist in leading compliance initiatives necessary in..
Compliance Officer The candidate will have primary ... responsibilities associated with the University’s compliance obligations with Title VI of ... Saint Leo Athletics to manage compliance and accommodations with these..
Senior Service Officer or Lead Service Officer (Commercial Real Estate Closer) Duties for Lead Service ... Closer) Duties for Lead Service Officer: The candidate will be responsible ... for credit..