Research Compliance Officer Jobs in New York

Senior Compliance Officer - Regulatory The candidate will ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and strategic direction..

Manager - Research Compliance and Conflict of Interest Duties: ... Conflict of Interest (COI) and Research Compliance Manager is to provide timely ... Medical Center, including clinical and research activities,..

... Deputy General Counsel & Chief Compliance Officer and Corporate Secretary.  In this ... assist the Capital Markets/Securities and Compliance groups.   Here you’ll get ... as the D&O (Director..

Import and Export Controls Compliance Officer Duties: Reporting to the University’s ... Reporting to the University’s Chief Compliance Officer, serves as the principal administrative ... and Trade Sanction regulations (Export..

Chief Compliance Officer/General Counsel The candidate will be ... primary legal counsel and Chief Compliance Officer for the Association and its ... leadership, direction, and integration on compliance-related activities and..

Director, Research Compliance Duties: Reporting to the Vice ... to the Vice President for Research and Economic Development, will direct ... will direct the Office of Research Compliance, which provides..

Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... and regulations. Assist with regulatory compliance exams. Assist with corporate..

Compliance Officer The candidate will serve as ... and regulations. Assist with regulatory compliance exams. Assist with corporate policy ... experience as a financial services compliance professional, bank regulator or..

Assistant Director, General Research Compliance The candidate reporting to Chief ... The candidate reporting to Chief Research Compliance Officer/Research Integrity Officer (RIO),oversees the day-to-day process of ... and outside entities...

Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..

Import and Export Controls Compliance Officer The candidate will report to ... report to the University's Chief Compliance Officer. Will serve as the principal ... and Trade Sanction regulations (Export..

Compliance Officer The candidate will support and ... candidate will support and ensure compliance with applicable rules and regulations ... policies and procedures to ensure compliance. Ensure all affected areas..

Compliance Officer The candidate will create, implement, ... enforce a comprehensive program of compliance with statutes, rules, regulations, case ... FSMC. Will: (1) manage a compliance program that safeguards the..

... the position of Hearing and Compliance Officer. This is a 10-month, full-time ... starting August 1st. The Hearing Officer is responsible for assisting in ... the student conduct and..

Import and Export Controls Compliance Officer Duties: Reporting to the Vice ... Vice President and Chief Global Compliance Officer, the Import/Export Controls Compliance Officer serves as the principal administrative .....

Assistant Vice President for Research Compliance The candidate will provide a ... to the Vice President for Research and supervises 8+ professional staff, ... RF Central, federal agencies and research..

Chief Compliance Officer Responsibilities: Provides legal counsel to ... range of issues. The Chief Compliance Officer has ultimate compliance accountabilities, and reports to the ... University, and advises them concerning..

Manager-Research Compliance and Conflicts of Interest The ... Medical Center, including clinical and research activities, related to the outside ... the Vice President, Internal Audit, Compliance & Enterprise Risk Management..

Compliance Officer The candidate will monitor federal ... conduct and evaluate financial aid compliance training programs and materials such ... in the area of regulatory compliance. Act as a resource..

Senior Manager, CIB & Research Compliance The candidate will operate as ... of the U.S. CIB & Research Compliance Advisory team which provides compliance coverage for the Corporate & .....

Senior Compliance Officer, Conflicts of Interest Duties: Assist ... guidance and training to Local Compliance Officers, risk assessment reviews, and ... of Conduct; the COMPANY Director, Officer, and Senior Financial..

REMOTE ASSOCIATE COMPLIANCE OFFICER MORTGAGE BANKING Fusco Personnel is ... actively recruiting for an Associate Compliance Officer to join a growing mortgage ... strong plus. 3 years of compliance, risk..

Chief Compliance Officer The candidate will be responsible ... central oversight and coordination of compliance. Will report directly to the ... to promote ethical behavior and compliance with laws, regulations..