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Corporate Compliance - Institutional Wealth Compliance Officer - Vice President Duties: Responsible ... Responsible for oversight of the Compliance Program for the broker/dealer/registered investment ... implementation and oversight of the..
Senior Compliance Officer Responsibilities : Provide guidance on ... multiple internal functions within the Compliance, Legal, Audit, and other areas ... in furtherance of the overall Compliance mission. Drive the..
Corporate Compliance - Control Room Officer - Associate
The candidate will be maintaining and monitoring the firm's Chinese walls/ wall crossings/ flow of non-public information, pre-clearance of permitted communication between banking ..
... Alternative Investments and Advisory Programs Compliance Officer The candidate will be responsible ... responsible for building and maintaining compliance programs; managing compliance related issues; reviewing and drafting ... related..
Regulatory Affairs Compliance Officer The candidate will provide senior ... candidate will provide senior broker-dealer compliance coverage for the Firm’s U.S. ... Analytics businesses. Will focus on compliance best practices..
Compliance Officer, Corporate (Asset Management) The candidate will ... interaction with business management providing compliance advice. Creation and maintenance of ... Administration and implementation of a compliance training program. Maintenance..
Legal Counsel & Compliance Officer The candidate will lead company‘s ... The candidate will lead company‘s corporate strategic and tactical legal initiatives, ... organization, and facilitates the organization’s compliance with..
Electronic Trading Compliance Officer - AVP / Vice President ... for adequacy of risk and compliance controls. Will collaborate with Supervision ... developments. Develop and enhance existing compliance policies and..
Senior Municipal Finance Compliance Officer
The candidate duties include: provide advice to the municipal bankers and underwriters on topics such as the municipal advisor rules, due diligence requirements, RFPs, supervision; participate ..
Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate','170054798','!*! JPMorgan Chase & Co. ... of the world's most prominent corporate, institutional and government..
Corporate Compliance - AML Trade Surveillance - ... AML Trade Surveillance - Senior Compliance Officer, Associate Duties: Will be part ... trade surveillance group in bank's compliance department. The group..
Corporate Compliance - Compliance Officer - Vice President/Associate','170056890','!*! JP Morgan ... of the world's most prominent corporate, institutional and government clients under ... available at http://www.jpmorganchase.com/. Our Compliance Function..