Date	Location	Job title
Jan 30, 16	New York City, NY	Global Chief Compliance Officer- Broker Dealer Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all enti...
Nov 12, 19	Syracuse, NY	Chief Compliance Officer Chief Compliance Officer The candidate will be responsible for central oversight and coordination of compliance. Will report directly to the Senior V...
Sep 18, 20	New York City, NY	Compliance Director - GCB Products, COO and Holdings Compliance Director - GCB Products, COO and Holdings Duties: Serves as a senior function/business/product compliance risk manager for Independent Com...
Sep 24, 20	New York City, NY	Chief Compliance Officer Chief Compliance Officer The candidate will be responsible for: Lead compliance organization, providing guidance and support to our business partners...
Sep 28, 20	New York City, NY	Chief Compliance Officer Chief Compliance Officer The candidate will develop and implement tools, communications, and methodologies to identify, classify, remediate and track...

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