Associate Financial Services Regulatory

Profile

Job Overview

A law firm seeks an accomplished associate to join its New York City, NY office with 5-7 years of experience in broker-dealer regulatory matters. The role involves working on both US and multinational transactions, providing integrated services on complex global matters for a diverse range of clients.

Duties

• Focus on all aspects of broker-dealer regulatory.
• Draft broker-deals with financial institutions, hedge funds, and other clients.
• Counsel U.S. and non-U.S. clients on investment strategies.
• Contact clients and manage deals.

Requirements

• A Juris Doctor (JD) degree (LLM or foreign equivalent) from an accredited law school.
• Admitted, and in good standing, to the bar in the jurisdiction of practice or ability to become admitted.
• Previous financial services regulatory experience.

Education

• Juris Doctor (JD) degree (LLM or foreign equivalent).

Certifications

• Bar admission in the relevant jurisdiction.

Skills

• Analytical, research, and writing skills.
• Ability to work well under pressure and manage time effectively.

Benefits

• Discretionary bonus.
• Paid leave.
• Life, health, accident, and disability insurance.
• 401(k) plan.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306