Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
Similar Jobs
View more jobs in New York City, NY
View more jobs in New York

Job Details

Associate General Counsel - Traditional Investments

Company name
Citigroup, Inc

Experience
15 yrs required

Location
New York City, NY, United States

Employment Type
Full-Time

Industry
Legal

Posted on
Dec 13, 2022

Valid Through
Mar 28, 2023

Apply for this job






Profile

Associate General Counsel - Traditional Investments

The candidate will accomplish results through the management of a team or department to manage and direct day-to-day legal activities in coordination with the Legal team. Lead the North America (NAM) investment management legal team. Provide legal, regulatory and policy advice to senior management, front office personnel, and control functions on matters related to the NAM investment management accounts, products and services offered through Citi Global Wealth. Advise the CGMI Registered Investment Advisor Governance Committee. Provide legal support of the investment management business, including matters related to investment management account agreements and enrollment documents, investment policy statements, performance reports, Form ADV and other disclosures/filings, fiduciary trading issues, marketing materials, off-shore wealth services (OWS), and third-party managers and vendors. Subject matter includes U.S. securities laws (especially the Investment Adviser’s Act of 1940, the Investment Company Act of 1940 and OCC Title 9), as well as broker-dealer and banking regulations, licensing/registration of personnel, data protection, and regulatory disclosures/filings. Supervise the review, drafting and negotiation of various agreements including client and third-party manager/vendor agreements. Involvement with regulatory matters, including those from the SEC and OCC, including the promulgation and implementation of new/amended rules and regulations, ordinary course examinations, enforcement actions, and those involving firm business and personnel. Work closely with other control functions to ensure compliance by business with applicable laws, rules, regulations and policies/procedures, including through periodic reviews of such laws, rules and regulations, serving as Legal representative on Citi committees (such as Fiduciary Review Committees), and addressing risk, supervisory, operational and/or technology matters with legal/regulatory implications. Represent Citi on industry working groups relevant to evaluate best practices and provide comments on proposed rules and regulations. Evaluate employee performance and provide recommendations for pay increases, promotions, terminations, personnel-related matters, as applicable. Oversee legal activities in a single geographic location, multiple countries and/or over multiple products within a discrete business, such as Investment Banking, Debt Capital Markets, Corporate Law, etc. or over an area of legal expertise such as, Litigation Regulatory, HR, IP, Employment, etc.. Participate in strategic planning and development and contribute to business objectives by using knowledge of industry, laws and regulations. Partner with business/functional line management in recommending, developing and executing business initiatives within permissible statutory and regulatory frameworks. Manage day-to-day legal activities as a subject matter expert in area of responsibility and provide senior advisory services to business partners. Negotiate, coordinate and monitor management of complex legal issues and make key decisions and provide strategic vision. Manage day to day legal activities for area of responsibility. J.D. is required. Should have 15+ years of experience. Experience in people management is required. Banking or financial industry experience is required. Bar license in good standing to practice law is required.

Additional Information

Job Req ID: 22554846

Company info

Citigroup, Inc
One Court Square
New York
New York
United States 11120
Website : http://www.citigroup.com

Similar Jobs:
Insurance Coverage Associate Attorney
Location : New York City, NY
Wade Clark Mulcahy LLP, a dynamic and collegial law firm with offices in NY, NJ, PA, FL and London, seeks an attorney to join its New York insurance coverage practice team. We are seeking an attorney with 2-4 years of insurance...
Bilingual/Paralegal/Legal Assistant
Location : Garden City, NY
Job details Salary $40,000 - $50,000 a year Job Type Full-time Part-time Qualifications Spanish (Required) Benefits Pulled from the full job description Flexible schedule Paid time off ...
Paralegal
Location : New York City, NY
Summary: (Law Firm) is looking to hire a Paralegal for their office in New York, NY. The successful candidate will have an outstanding academic background, be detail-oriented, and able to juggle multiple assignments from different...
I was facing the seven-year itch at my previous workplace. Thanks to EmploymentCrossing, I'm committed to a fantastic sales job in downtown Manhattan.
Joseph L - New York, NY
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
EmploymentCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
EmploymentCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2023 EmploymentCrossing - All rights reserved. 169 192