Financial Services Associate

Profile

Job Overview

A law firm seeks a Financial Services Associate with 3 to 7 years of experience to join their team in Philadelphia, PA. The ideal candidate will possess a strong understanding of federal securities laws and will work with a diverse range of clients, from small start-ups to large financial institutions, advising on fund structures and regulatory matters.

Duties

• Advise clients on cross-border registration and regulatory examinations.
• Handle enforcement and broker-dealer matters.
• Address issues involving blockchain and digital assets.

Requirements

• 3 to 7 years of relevant experience.
• Knowledge of the Investment Company Act and/or Investment Advisers Act.
• Experience with exchange-traded funds, interval funds, or business development companies is a plus.
• Large law firm, in-house, or regulatory agency experience preferred.

Education

• Juris Doctor (JD) degree required.

Certifications

• Bar admission in good standing.

Skills

• Strong communication, analytical, and organizational skills.

Benefits

• Comprehensive health insurance.
• Retirement savings plan.
• Professional development opportunities.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306