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Director compliance Fixed Income Duties Promote reputation ... ethics and integrity Address regulatory compliance issues relating to Fixed Income ... private fund regulation and related compliance issues Review and advise..
Director compliance The candidate will design and implement an effective risk-based broker-dealer testing program for Pruco PIMS and PAD to assist in detecting and preventing violations of and achieving compliance with ..
Director Ethics and compliance The candidate will lead the ... candidate will lead the Global compliance Center of Excellence team to ... technology solutions and promote best compliance practices to..
Originations Compliance Counsel Duties: Supports Reverse Mortgage ... by strengthening the company’s origination compliance program, including participation and oversight ... initiatives and management of day-to-day compliance support. Will be a..
Counsel Duties: The candidate provides legal advice and guidance on the design and operation of various compensation programs and employee benefits plans. Manage and support regional and global projects relating to ..
Principal Compliance Specialist The candidate maintains and ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..
Principal Compliance Specialist, Fair Lending The candidate ... activities and work are in compliance with all applicable fair lending ... and knowledge of Fair Lending compliance requirements (including Americans with..
Senior Manager Compliance Programs, Corporate Functions Duties: The candidate will manage a team that maintains and enhances compliance program components, including, but not limited to assessing regulatory changes, evaluating risk associated ..
Compliance Testing Sr. Analyst - Branch ... be developing, implementing, and executing compliance testing, continuous assurance, and reporting ... region in accordance with the Compliance Testing (CT) Plan for Branch..
Senior Principal Compliance Specialist, Fair Banking The candidate ... manages, regulatory exams, audits, and compliance tests. Assesses the risk raised ... and knowledge of fair banking compliance requirements and identifies..
Manager - Financial Services Industries - Banking Tax The candidate will be developing and maintaining strong client relationships on various federal tax consulting/compliance engagements. Will be advising clients on a variety ..
Principal Compliance Specialist, Corporate Functions and Payment ... with the research of regulatory compliance requirements and evaluating the adequacy ... identification, assessment, and communication of compliance program risks and controls...
Principal Compliance Specialist Duties: Maintains and enhances ... in support of the overall compliance program components. Assists with researching ... components. Assists with researching regulatory compliance requirements and evaluating the..
Ethics and Compliance Counsel Duties: The candidate will ... carry out all ethics and compliance responsibilities that are delegated. Oversee ... for inquiries regarding ethics and compliance. Where appropriate, own..
Global Trade Compliance Counsel The candidate will be ... and risks related to trade compliance, with a particular focus on ... and implement our Global Trade Compliance strategy and governance..
CCOR - Employee Conduct - Vice President Anti-Corruption Compliance Third Party Risk, Investigations and Violations The candidate will be driving innovation and continued enhancement of the firm’s third party risk related ..
Senior Manager Compliance Programs Duties: Manage a team ... team that maintains and enhances compliance program components. Provide support, coaching, ... annual performance evaluations. Research regulatory compliance requirements and develop..
... NJ, is seeking a Healthcare Compliance Associate Attorney with 2-5 years of experience ... of experience in healthcare regulatory compliance matters. The selected candidate will ... a wide range..
VP, Corporate Counsel, Data & Privacy The candidate will be providing legal advice to ensure Prudential’s practices with regard to personal information of customers and employees comply with applicable domestic privacy ..
Manager Compliance - Personal Securities Trading Duties: ... operations which consist of reviewing compliance reports, managing the preclearance approval ... Partner with local business unit Compliance Officers to execute or..
Tax Attorney: Corporate Tax Department The candidate will manage tax-related inquiries from a variety of the firm's businesses across established and emerging markets. Work with Corporate Tax colleagues and relevant business ..