THE LARGEST COLLECTION OF JOBS ON EARTH
Supports PDF, DOC, DOCX, TXT, XLS, WPD, HTM, HTML files up to 5 MB
Chief compliance Officer The candidate will develop ... conduct Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies Ensuring compliance efforts are documented monitored..
Chief Ethics and compliance Officer Responsibilities Report to the ... the General Counsel Lead the compliance team Develop strategies and lead ... will advise internal stakeholders on compliance with relevant..
VP compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers performing annual reviews thereon conducting risk assessments and periodic compliance testing maintaining oversight of ..
Compliance Program Manager, School of Dental ... will assist the Director of Compliance for company Medicine Health Sciences ... mission and goals and its Compliance Program. The Compliance Program Manager..
Chief Ethics and Compliance Officer Responsibilities: Report to the ... the General Counsel. Lead the compliance team. Develop strategies and lead ... will advise internal stakeholders on compliance with relevant..
Assistant Vice President for Research Compliance The candidate will provide a ... and procedures to ensure research compliance with Federal and State regulations ... research malfeasance and to resolve compliance..
... for a motivated and talented compliance officer who is familiar with ... and back-office functions. Responsibilities: The Compliance Analyst – Special Products and ... various responsibilities, including: Providing advisory..
Director of Hospital Compliance The candidate will assist the ... candidate will assist the Chief Compliance Officer in carrying out the ... of University Hospital and its Compliance Program. Will..
Summary Assist their assigned Retail Loan Officers in Sales, Marketing and Post-Application activities Essential Job Functions: Perform specific tasks assigned by Loan Officer including but not limited to taking applications, quoting ..
Interactive Brokers LLC, a subsidiary of Interactive Brokers Group, Inc. (Nasdaq: IBKR), is a direct access electronic broker serving professional and frequent traders, institutional investors, financial advisors, and introducing brokers. Our ..
Director - Workout Officer, Commercial Credit Risk & Analytics - Special Assets Group (Commercial Real Estate) The candidate will perform the duties of a lending officer and be responsible for the ..
Support Enforcement Officer II The candidate will perform advanced level professional practice of aiding in obtaining compliance with court ordered family support. Will monitor compliance with family support obligations. Research and ..
Regulatory Compliance Director & Privacy Officer Duties: ... oversight and accountability for Corporate Compliance activities for assigned region. Acts ... for assigned region. Acts as Compliance point person for assigned..
Confidential Executive Officer for Compliance and Title IX Duties: Reporting ... contributor and resource regarding all compliance activity. Communicating policies, developing educational ... to Title IX and other compliance matters;..
... for a motivated and talented compliance officer who is familiar with ... regulations is preferred. Responsibilities: The Compliance Officer – Advisor Regulation will ... be responsible for: Overseeing all..
VP Compliance Officer The candidate will be maintaining compliance policies and procedures for assigned trusts or advisers, performing annual reviews thereon, conducting risk assessments and periodic compliance testing, maintaining oversight of ..
Job Description The Deputy of Compliance Technology position requires knowledge and ... commodities regulatory reporting obligations. Provide compliance guidance and input regarding business ... and tested as appropriate in compliance..
Chief Contracts Officer Duties: Works with the Sciences Schools ( Schools of Medicine, Dental, Social Welfare, Nursing, Health Technology and Pharmacy)in providing counseling in reviewing and approving all student affiliation agreements. ..
Chief Compliance Officer The candidate will develop ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented, monitored,..
Associate Compliance Officer The candidate will direct ... direct and advise Management of compliance with applicable non-bank mortgage laws ... laws and regulations. Will conduct compliance risk assessments to determine..
Wealth Management Monitoring Marketing Review Officer The candidate will obtain a thorough understanding of the Global Monitoring Policies, Wealth Management Monitoring Procedures, WM Risk organizations' supervisory processes and the Compliance oversight ..
... and commodities, and experience with compliance, internal controls and risk management. ... and risk management. Responsibilities The Compliance Officer’s primary focus will be ... focus will be to: Provide..
Chief Compliance Officer Duties: Providing the business ... management of an integrated healthcare compliance program in support of the ... and oversees an effective healthcare compliance program intended to prevent..
Director of Hospital Compliance Ref - 2002305 The candidate ... candidate will assist the Chief Compliance Officer in carrying out the ... University Hospital (SBUH) and its Compliance Program. The..
... for a motivated and talented compliance officer who is familiar with ... back office functions. Responsibilities: The Compliance Officer – Special Products and ... stock lending and margin. Providing..