Corporate Securities Associate Jobs

Assistant General Counsel - Investment Company The candidate will responsible for supporting all aspects of legal and regulatory matters relating to the firm’s retail and annuity–dedicated funds. In particular, this individual ..

Swap Dealer Compliance Officer The candidate will manage swap dealer compliance program including assessing and updating policies and procedures, guiding training and education process and on-going regulatory interactions. Providing real time ..

Corporate Counsel (Investments) The candidate will ... taxable fixed income, and municipal securities. Work will include bankruptcies, out-of-court ... and purchases and sales of securities of distressed companies. Be part..

Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp ..

Corporate Counsel The candidate will global facilities support, including support for, negotiating commercial lease agreements, brokerage agreements, facilities management agreements, ancillary lease agreements and reviewing LOIs. Will negotiate and draft a ..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and when required of senior management meetings (for example; Swap Dealer Operating Committee, Swap Dealer Management Committee, Sec Corp CEO ..

Senior Counsel The candidate will provide expert legal and policy advice to Enforcement management and staff in support of Enforcement Department objectives to foster transparency and predictability in the Department's regulatory ..