Institutional Investment Law Jobs in Stamford

Associate Compliance Officer The candidate will direct and advise Management of compliance with applicable non-bank mortgage laws and regulations. Will oversee the monitoring federal and state regulatory agencies for new laws ..

Interactive Brokers is looking for a motivated and talented litigation attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space, who is interested in joining ..

Interactive Brokers is looking for a motivated and talented regulatory attorney with experience in securities and commodities issues in the broker-dealer and futures commission merchant space, who is interested in joining ..

... a regulatory agency, exchange or law firm. In particular, we are ... federal regulations pertaining to Registered Investment Advisors and Commodity Trading Advisors. ... FINRA, CFTC, NFA, an exchange,..

Job OverviewA law firm seeks a senior associate ... years of experience in private investment fund formation and related matters. ... have experience at a large law firm or in-house,..

Job OverviewA law firm seeks a junior associate ... years of experience in private investment fund formation and related matters ... terms and issues impacting private investment fund sponsors and..

Job OverviewA law firm seeks a Corporate Associate ... specializing in Private Equity and Investment Management to join their team ... 3-6 years of experience in investment management and corporate..

Job Description Interactive Brokers is looking for a motivated and talented compliance analyst who is familiar with U.S. securities and/or commodities regulations and has appropriate experience at a regulatory agency, exchange ..

... Partner with internal stakeholders, including investment, finance and administration, tax, compliance ... a J.D. from a top law school and licensed to practice ... school and licensed to practice..

Job Description Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange, ..

... serving professional and frequent traders, institutional investors, financial advisors, and introducing ... sophisticated platform to manage their investment portfolios. We provide our clients ... management tools, research facilities and..

Director, Technology & Cybersecurity Risk Operations Oversight The candidate develops and matures the Technology and Cybersecurity Risk Oversight program to support a team of risk professionals executing the program. Promotes an ..

A law firm seeks a skilled Distressed ... distressed debt, particularly in representing institutional and private lenders in various ... including real estate finance.Handle front-end investment lending as well as..

Interactive Brokers is looking for a motivated and talented corporate attorney with experience in fintech businesses and online trading who is interested in joining the firm’s General Counsel office in Greenwich, ..

Job OverviewA law firm seeks a Corporate Associate ... specializing in Private Equity and Investment Management to join their team ... Island, or Washington, D.C.DutiesDraft sophisticated investment management and fund-related..

Job OverviewA law firm seeks a mid-level associate ... years of experience in private investment fund formation and related matters. ... fund and co-invest documentation for institutional investors.Requirements3-5 years of..

Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory issues and has appropriate experience at a regulatory agency, exchange or law ..