Investment Compliance Jobs in Brooklyn, New York | EmploymentCrossing.com


Save This Search as a Job Alert
  Job added in hotlist
  Applied job
  Contract job
  90-day-old-job
  part-time-job
  Recruiter job
  Employer job
  Expanded search
  Apply online not available
Your search results
1,327

Investment Compliance Jobs in Brooklyn





Job info
SPONSORED JOB
Location
Brooklyn, NY
Posted Date
Jun 23,22
Source
Employer   

compliance Risk Management Data Analysis Lead ... Client Service teams Maintaining the compliance risk assessment currently ISRA for ... and AM Client Service Conducting compliance training and draft compliance Bulletins..

SPONSORED JOB
Company
Location
New York City, NY
Posted Date
Dec 09,22
Source
Employer   

Technology compliance Vice President The candidate will ... the development of a targeted compliance framework addressing the laws rules ... closely with the Head of compliance Technology and members of..

SPONSORED JOB
Location
New York City, NY
Posted Date
Dec 10,22
Source
Employer   

Chief compliance Officer The candidate will report ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team but within a..

 
Location
New York City, NY
Posted Date
Apr 11, 2024
Info Source
Recruiter  -  

A law firm is currently seeking a Mid-Level Private Funds Associate Attorney for their office located in New York City, NY. The ideal candidate should possess 3-5 years of private funds ..

 
Location
New York City, NY
Posted Date
Apr 16, 2024
Info Source
Recruiter  -  

... City is seeking a Mid-Level Investment Funds Associate Attorney with 3-6 ... research and analysis related to investment funds and securities regulations.Assist in ... formation of domestic and international..

 
Location
New York City, NY
Posted Date
May 03, 2024
Info Source
Recruiter  -  

... role involves representing fund sponsors, investment managers, investors, and other industry ... aspects of ERISA's application to investment products and activities. Outstanding academic ... pertaining to ERISA regulations and..

 
Location
New York City, NY
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... firm is seeking a Fund Formation/Investment Management Associate Attorney to join ... of the Fund Formation & Investment Management (FFIM) Practice Group, contributing ... expertise in fund structuring, management,..

 
Location
New York City, NY
Posted Date
Apr 09, 2024
Info Source
Recruiter  -  

A law firm in New York City is seeking an Associate Attorney with 3+ years of experience to join their team. The ideal candidate will have a strong background in private ..

 
Location
New York City, NY
Posted Date
Apr 01, 2024
Info Source
Recruiter  -  

... the formation, structuring, capital raising, compliance, and ongoing management of alternative ... and ongoing management of alternative investment funds across various strategies. Additionally, ... ventures, and manage the equity..

 
Location
New York City, NY
Posted Date
Apr 23, 2024
Info Source
Recruiter  -  

A law firm in New York City is seeking a Mid to Senior Level Associate Attorney with 4-7 years of experience in private equity fund work. The ideal candidate should have ..

 
Location
Florham Park, NJ
Posted Date
Mar 20, 2024
Info Source
Recruiter  -  

A law firm is currently seeking a Corporate Mergers and Acquisitions Associate Attorney with 3-6 years of experience in corporate law. The ideal candidate should possess specific expertise in mergers and ..

 
Location
New York City, NY
Posted Date
Mar 27, 2024
Info Source
Recruiter  -  

... an experienced Lateral Corporate - Investment Funds Associate Attorney with a ... role will involve working on investment fund matters, including fund formation, ... fund formation, structuring, and regulatory..

 
Location
New York City, NY
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... a highly qualified and experienced Corporate-Investment Funds Associate Attorney with a ... of knowledge in corporate law, investment funds, and regulatory compliance to contribute to the firm's ... on..

 
Location
New York City, NY
Posted Date
Mar 20, 2024
Info Source
Recruiter  -  

... law firm is seeking an Investment Management Associate Attorney with 5-7 ... 5-7 years of experience in investment management regulations and practices. The ... a strong background in the..

 
Location
New York City, NY
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... York City is seeking an Investment Funds Regulatory Associate Attorney to ... involve interpreting and applying the Investment Advisers Act of 1940 and ... Act of 1940 and the..

 
Location
New York City, NY
Posted Date
Mar 20, 2024
Info Source
Recruiter  -  

... in the formation of private investment funds, separate accounts, and other ... funds, separate accounts, and other investment vehicles. Duties:Provide legal counsel in the ... in the formation of private..

 
Location
New York City, NY
Posted Date
May 03, 2024
Info Source
Recruiter  -  

A law firm in New York City, NY, is seeking an Associate Attorney to provide legal counsel to private equity funds and their portfolio companies, primarily focusing on complex acquisitions, growth ..

 
Location
New York City, NY
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... formation and administration of private investment funds. The ideal candidate should ... advantageous. Proficiency in navigating the Investment Advisers Act of 1940 and ... concerning structuring, market practices, regulatory..

 
Location
Hackensack, NJ
Posted Date
Apr 26, 2024
Info Source
Recruiter  -  

A law firm in Hackensack, NJ, is actively seeking a Fund/Securities Transactional Attorney to join their team. The ideal candidate should possess a minimum of 7 years of experience in fund ..

 
Location
New York City, NY
Posted Date
Apr 28, 2024
Info Source
Recruiter  -  

... formation, and operation of private investment funds. Additionally, they will handle ... will handle legal, regulatory, and compliance matters faced by fund sponsors. ... formation and structuring of private..

 
Location
New York City, NY
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

... is seeking a Mid-level Private Investment Funds Associate Attorney with 3-6 ... private offering materials for private investment funds.Provide legal counsel on fund ... research and analysis related to..

 
Location
New York City, NY
Posted Date
Mar 21, 2024
Info Source
Recruiter  -  

A law firm in New York City, NY, is actively seeking a Mid-level Corporate Associate Attorney to join their private equity group. The ideal candidate should have at least 5 years ..

 
Location
Brooklyn, NY
Posted Date
Apr 18, 2024
Info Source
Recruiter  -  

A law firm in Brooklyn is seeking a seasoned Senior Business Immigration Attorney with 5+ years of experience. The ideal candidate will represent clients in employment and investment-based immigration matters, supervise ..

 
Location
New York City, NY
Posted Date
Mar 27, 2024
Info Source
Recruiter  -  

Job Overview: A law firm based in New York City seeks a highly skilled and experienced Associate Attorney to join its dynamic mergers and acquisitions (M&A) and Private Equity teams. The ..

 
Location
New York City, NY
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... law firm is seeking an Investment Services Associate Attorney to join ... matters simultaneously, specializing in registered investment companies, investment advisers, and federal securities laws ... advisers, and federal..

 
Location
New York City, NY
Posted Date
Apr 25, 2024
Info Source
Recruiter  -  

... City is seeking a Mid-level Investment Management - Financial Institutions Associate ... be responsible for counseling top-tier investment management firms on investment adviser regulatory matters, including registration, ... conflicts..

Narrow Your Search Results — Try Advanced Search

Search All Brooklyn Investment Compliance Jobs

I was facing the seven-year itch at my previous workplace. Thanks to EmploymentCrossing, I'm committed to a fantastic sales job in downtown Manhattan.
Joseph L - New York, NY
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
EmploymentCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
EmploymentCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2024 EmploymentCrossing - All rights reserved. 21 192