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Corporate compliance officer Duties Develop and implement the ... and implement the organization s compliance Program including developing implementing and ... risks receiving evaluating and investigating compliance related complaints concerns and..
Health Plan compliance officer Responsibilities Serve as key point ... key point of contact for regulatory agencies interfacing with the health ... with the health plan regarding compliance issues regulatory
Chief Ethics and compliance officer Responsibilities Report to the General ... the General Counsel Lead the compliance team Develop strategies and lead ... concerns or questions Learn the regulatory framework..
Senior Compliance Officer - Regulatory The candidate will participate in ... to the execution of Popular’s Compliance Program, ensuring alignment with Corporate ... Program, ensuring alignment with Corporate compliance and..
Fixed Income Compliance Officer The candidate will provide Compliance support for the Rates of ... a real-time basis. Actively monitor regulatory developments and trends, participate in ... and industry regulations...
Chief Ethics and Compliance Officer Responsibilities: Report to the General ... the General Counsel. Lead the compliance team. Develop strategies and lead ... concerns or questions. Learn the regulatory framework..
Global Chief Compliance Officer- Broker Dealer The candidate will be point of contact for all exams/inquiries and audits. Will work on cover all entities and manage staff across business lines. Provide ..
Compliance Officer HFS for Asset Management The ... and control to the business' compliance risk-taking and risk assessments; assisting ... maintenance, and improvement of the compliance policies, procedures, and processes..
Chief Compliance Officer The candidate will serve as ... will serve as the primary Compliance Team resource for BHS, the ... be responsible for the BHS Compliance control structure. Will..
Vice President-CFTC Swap Dealer Compliance Officer The candidate will provide coverage ... (as needed). Serve as additional regulatory compliance contact for the CFTC and ... management immediately of any identified..
Corporate Vice President, Compliance Officer The candidate will assist in ... developing, monitoring, and maintaining effective compliance policies and procedures in accordance ... Assess and test the Firm’s compliance with..
Chief Compliance Officer - Capital Markets The candidate ... and refinement of a comprehensive compliance program. Work with Compliance teams globally and as well ... effort throughout the organization. Coordinate..
Health Plan Compliance Officer Responsibilities: Serve as key point ... key point of contact for regulatory agencies interfacing with the health ... with the health plan regarding Compliance issues, Regulatory..
Corporate Compliance Officer Duties: Develop an understanding of ... required components of a Corporate Compliance Program and their integration. Work ... creating and expanding Conduct and Regulatory Laws, Rules and..
Director - Senior Swap Dealer Compliance Officer Duties: Provide coverage as and ... risk report, and SEC SBSD regulatory reporting (as needed). Regulatory compliance contact for the CFTC, NFA .....
Executive Privacy and Security Compliance Officer (Executive Network Compliance Officer Level II) 120000 Duties: With ... with the CCO and other Compliance Officers, identify risk factors for ... development of..
Business Ethics Compliance Officer The candidate will create awareness ... about the importance of BE compliance; work collaboratively with business unit ... unit to determine risk level, compliance maturity, and..
Corporate Compliance Officer Duties: Develop and implement the ... Develop and implement the organization’s Compliance Program including developing, implementing and ... risks, receiving, evaluating and investigating compliance-related complaints, concerns and..
Compliance Officer - Deposits The candidate will ... lines of business related to compliance. Perform oversight activities and assume ... laws and regulations. Assist with regulatory compliance exams. Assist with..
Chief Compliance Officer The candidate will develop and ... conduct. Maintain high-level oversight of compliance and risk management and organization ... enterprise risk awareness strategies. Ensuring compliance efforts are documented,..
Compl Product Sr Officer I TTS and CCB O&T ... TTS and CCB O&T ICRM Compliance Officer The candidate will be responsible ... developing, delivering and maintaining best-in-class Compliance, programs,..
Chief Compliance Officer The candidate will report to ... develop and motivate a small compliance team while providing support to ... work within the legal and compliance team, but within..
Corp Legal - Chief Compliance Officer RESPONSIBILITIES: Oversee and continue the ... and continue the development of compliance risk assessments, with an emphasis ... the scope and rigor of compliance..
Chief Compliance Officer The candidate administers a formal ... The candidate administers a formal compliance program, including updating procedures for ... including updating procedures for enterprise compliance strategy, structure and..
Bank Trust Compliance Officer The candidate oversees the firm's ... The candidate oversees the firm's compliance function, as well as playing ... employees, reviewing and implementing the compliance program, updating..