Staff Attorney Corporate Securities Jobs in Rockville

Associate General Counsel The candidate serves as a member of the Office of General Counsel, the in-house office that provides legal support and guidance to the University. Advises and supports University ..

Counsel, Capital Markets The candidate will be responsible for: Advise the Board of Governors and company advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. ..

... of the programs under the attorney's responsibility. Independently conduct comprehensive investigations ... materials. Serve as the primary attorney responsible for the Revolving Door ... employees, the Ombudsmen's office, and..

... advice to Enforcement management and staff in support of Enforcement Department ... efforts. Partner effectively with Enforcement staff and management to identify risk ... within OCHE's purview to Enforcement..

... filings and other public disclosures, corporate governance, board and shareholder items, ... board and shareholder items, and securities law compliance matters. Review, provide ... and best practices for significant..

... and supplies. Advise and assist staff and consultants and work with ... with outside counsel and compliance staff to support the preparation and ... operations. Prepare documents relating to..

Principal Counsel Duties: Advise the Board of Governors and the Organization’s advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. Assist in briefing and providing ..

General Attorney Duties: The candidate will act ... and Division of Enforcement/MAU investigative staff including by identifying analytical resources ... analytical resources available to the staff. Assist with the design..

... for a motivated and talented corporate attorney with experience in fintech businesses ... on a wide variety of corporate matters facing an electronic broker ... or requests, entity formation..

Corporate Counsel I The candidate will assists in providing legal services to firms under the direction of senior firms attorneys and the General Counsel, including legal advice, representation and support to ..

... is seeking a highly skilled Corporate Securities Associate Attorney focused on securities matters. The ideal candidate will ... Act compliance and '33 Act securities work, with significant experience in..

... seeking a Registered Funds Associate Attorney with 3-6 years of legal ... trends.Guide clients on compliance with securities laws, including the Investment Company ... Advisers Act of 1940, the..

... of the programs under the attorney's responsibility. Independently conduct comprehensive investigations ... materials. Serve as the primary attorney responsible for the Revolving Door ... employees, the Ombudsmen's office, and..

Principal Counsel Duties: Advise the Board of Governors and the Organization’s advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. Assist in briefing and providing ..

... seeking a Business Litigation Associate Attorney to join their team in ... litigation, merger and acquisition litigation, securities and shareholder litigation, corporate governance disputes, real estate financing ... with..

Chief Counsel - Securities & Corporate Finance The candidate will provide ... provide counsel and guidance regarding securities laws compliance and ‘34 Act ... policies and compliance relevant to corporate..

Senior Legal Specialist - Governance and Securities Responsibilities: Supporting the in-person and virtual meeting operations of the Board and its committees, including preparing and assembling meeting materials and other documentation to ..

... Washington, DC, is seeking a Corporate Investment Funds Associate Attorney to join their team. The ... clients on regulatory compliance and securities laws affecting investment funds.Conduct due ... with..

... advice to Enforcement management and staff in support of Enforcement Department ... efforts. Partner effectively with Enforcement staff and management to identify risk ... within OCHE's purview to Enforcement..

Associate General Counsel, Regulatory The candidate will be assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including evaluating the legal and regulatory impact of new proposed business lines ..

Senior Corporate Paralegal The candidate will prepare ... of transactional documents and other corporate practice documents for lawyers review. ... information for lawyer review. Perform corporate, securities, IP, and related..

Deputy General Counsel - Compliance The candidate will assist the General Counsel with corporate governance matters for the 501(c)(3), 501(c)(4), and 527 organizations. Ensure all entities operate in compliance with applicable ..

Public Company Staff Attorney The candidate' will work closely ... group to assist with day-to-day securities law counselling, SEC reporting and ... law counselling, SEC reporting and corporate governance matters..