Staff Attorney Corporate Securities Jobs

Senior Corporate Paralegal The candidate will assist ... assist in all aspects of corporate transactions including venture formations, foreign ... necessary assistance in furtherance of corporate transactional matters. Prepare and/or..

Counsel, Capital Markets The candidate will be responsible for: Advise the Board of Governors and company advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. ..

... of the programs under the attorney's responsibility. Independently conduct comprehensive investigations ... materials. Serve as the primary attorney responsible for the Revolving Door ... employees, the Ombudsmen's office, and..

... a motivated and talented litigation attorney with experience in securities and commodities issues in the ... instructions for programmers and technology staff to respond to new regulations ... proceedings...

... and supplies. Advise and assist staff and consultants and work with ... with outside counsel and compliance staff to support the preparation and ... operations. Prepare documents relating to..

Chief Counsel - Securities & Corporate Finance The candidate will provide ... provide counsel and guidance regarding securities laws compliance and ‘34 Act ... policies and compliance relevant to corporate..

... filings and other public disclosures, corporate governance, board and shareholder items, ... board and shareholder items, and securities law compliance matters. Review, provide ... and best practices for significant..

Public Company Staff Attorney The candidate' will work closely ... group to assist with day-to-day securities law counselling, SEC reporting and ... law counselling, SEC reporting and corporate governance matters..

Corporate Counsel I The candidate will assists in providing legal services to firms under the direction of senior firms attorneys and the General Counsel, including legal advice, representation and support to ..

... for a motivated and talented corporate attorney with experience in fintech businesses ... on a wide variety of corporate matters facing an electronic broker ... or requests, entity formation..

Deputy General Counsel - Compliance The candidate will assist the General Counsel with corporate governance matters for the 501(c)(3), 501(c)(4), and 527 organizations. Ensure all entities operate in compliance with applicable ..

... advice to Enforcement management and staff in support of Enforcement Department ... efforts. Partner effectively with Enforcement staff and management to identify risk ... within OCHE's purview to Enforcement..

Principal Counsel Duties: Advise the Board of Governors and the Organization’s advisory committees with respect to regulatory initiatives and rule changes under consideration by the Board. Assist in briefing and providing ..

... seeking a Business Litigation Associate Attorney to join their team in ... litigation, merger and acquisition litigation, securities and shareholder litigation, corporate governance disputes, real estate financing ... with..

General Attorney Duties: The candidate will act ... and Division of Enforcement/MAU investigative staff including by identifying analytical resources ... analytical resources available to the staff. Assist with the design..

... Washington, DC, is seeking a Corporate Investment Funds Associate Attorney to join their team. The ... clients on regulatory compliance and securities laws affecting investment funds.Conduct due ... with..

Senior Counsel Enforcement The candidate will be planning, organizing, and conducting investigations of possible violations of the Sarbanes-Oxley Act of 2002, the rules of the PCAOB, relevant provisions of the securities ..

Senior Corporate Paralegal The candidate will prepare ... of transactional documents and other corporate practice documents for lawyers review. ... information for lawyer review. Perform corporate, securities, IP, and related..

Transactional and Regulation Banking Attorney The candidate will be working ... the board of directors on corporate governance matters. Provide thorough factual ... Clients, Partners, Associate, and Support Staff; ability..

Senior Principal Advisor and Counsel, Market Manipulation The candidate will report to the Vice President, Strategic Operations. Assist MMG and MRTS leadership in the oversight of intra-departmental and inter-departmental initiatives, advise ..

Associate General Counsel, Regulatory The candidate will be assisting the firm’s Chief Regulatory Counsel in handling various regulatory matters, including evaluating the legal and regulatory impact of new proposed business lines ..

... is seeking a highly skilled Corporate Securities Associate Attorney focused on securities matters. The ideal candidate will ... Act compliance and '33 Act securities work, with significant experience in..

Risk and Compliance Attorney The candidate will advise the partnership on business acceptance issues relating to conflicts of interest, confidential information, reputational risk and sanctions issues globally, to assess the business ..