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Compliance Legal Assistant Jobs

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Date Location Job title
Sep 28, 20 Getzville, NY Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities
Compliance Surveillance Senior Analyst, AVP – Personal Trading & Outside Activities Duties: Serves as a senior compliance risk analyst for Independe...
Sep 29, 20 New York City, NY Regulatory Compliance Specialist
Regulatory Compliance Specialist The candidate will be responsible for: Ensuring Firm ’s licensing processes run smoothly and efficiently across vari...
Sep 28, 20 Carthage, MO Litigation & Compliance Paralegal
Litigation & Compliance Paralegal The candidate will provide legal support by preparing, reviewing, and revising documentation, Collect and present ...
Sep 24, 20 Jackson, MS Compliance Specialist - Integrity & Compliance
Compliance Specialist - Integrity & Compliance Duties: To perform varied advanced compliance activities including providing support to the Privacy Of...
Sep 25, 20 Melville, NY Paralegal - Mortgage Banking Regulatory Compliance
Paralegal - Mortgage Banking Regulatory Compliance The candidate's responsibilities include: Reviewing loan files to ensure compliance with company a...
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