Securities Litigation Associate Attorney

Profile

A law firm is seeking a Securities Litigation Associate Attorney to join their team in Florham Park, NJ. The ideal candidate will have 4-6 years of substantive experience in securities litigation and regulatory practice, working on a variety of matters, including arbitrations, regulatory enforcement actions, and compliance issues. This role involves advising clients within the financial services industry, drafting legal documents, and providing opinions on compliance and regulatory concerns. The attorney will work collaboratively across multiple offices and departments within the firm.

Key Responsibilities:

• Participate in a broad range of securities litigation matters, including arbitrations and regulatory enforcement actions (SEC, FINRA, state).
• Provide legal counsel and advice to clients in the financial services sector.
• Conduct thorough legal research and draft pleadings, motions, briefs, and other legal documents.
• Render clear and concise legal opinions on client matters related to compliance, litigation, and regulatory issues.
• Collaborate cross-functionally with attorneys across the firm to provide comprehensive legal solutions.
• Identify legal problems and promptly deliver practical solutions to clients.
• Maintain strong working relationships with colleagues, clients, and regulatory bodies.
• Ensure deadlines are met consistently while managing multiple tasks simultaneously.

Requirements:

• Juris Doctor (JD) from an accredited law school.
• Licensed and in good standing to practice law in the State of New Jersey; admission to the New York Bar is a plus.
• 4-6 years of substantive experience in securities litigation and regulatory law, gained in a law firm, regulatory agency, or in-house legal department.
• Strong working knowledge of SEC, FINRA, and Registered Investment Advisor (RIA) issues.

Skills:

• Excellent oral and written communication skills, with the ability to communicate effectively with clients, colleagues, and regulatory bodies.
• Ability to work under pressure and meet tight deadlines.
• Strong problem-solving skills with a keen eye for detail.
• Collaborative team player, able to work effectively in a cross-functional environment.
• Highly organized and capable of managing multiple projects simultaneously.

Certifications:

• Active New Jersey Bar license required.
• New York Bar admission is preferred but not mandatory.

Preferred Qualifications:

• Experience in handling cases involving financial regulatory bodies such as SEC and FINRA.
• Familiarity with arbitration procedures and regulatory enforcement actions.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306