Senior Corporate Actions Analyst Transparency Services

Profile

Senior Corporate Actions Analyst, Transparency Services

Duties: Performs investigative research and analysis on corporate action submissions regarding dividends, bankruptcies, liquidations, rights offerings, redemptions, splits, name changes and trading symbol changes for Over Counter companies. Utilizes computer resources and software applications for managing and tracking cases. Responds to inquiries from Member Firms, SROs, Issuers, Exchanges, American Depository Receipt Banks, other departments, and Data Vendors. Contributes to the development and enhancement of section policies and procedures. Provides advice, guidance, and instruction to entry-level Analysts. Recommends subsequent course of action to be taken to management. Maintains the relevant databases that support the operation of the marketplace. Maintains cases including all relevant documentation in CRM Application and ensure resolution within allotted timeframe. Confers with senior staff and management for guidance in other areas of the association for guidance on highly complex issues. Performs research, reading, and consultation in order to maintain substantial knowledge of the rules, regulations and guidelines that apply to the type of analysis being performed.

Additional Information

Job requisition ID: R-005477

Company info

FINRA.
300 South Grand Avenue 16th Floor
Los Angeles
California
United States 90071
Website : http://www.finra.org