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... Management Associate; Senior Associate – Securities The candidate must have 2-4 ... advising and representing investment advisers, broker-dealers, hedge funds, securities exchanges, or securities trade associations regarding compliance with..
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Associate Attorney - RIA Compliance The candidate ... the financial services industry serving broker-dealers and registered investment advisers: Providing ... a variety of compliance and regulatory issues, analyzing and summarizing..
... a motivated and talented litigation attorney with experience in securities and commodities issues in the ... and commodities issues in the broker-dealer and futures commission merchant space, ... a..
... seeking a highly skilled Associate Attorney to join its Investment Management ... join its Investment Management and Securities practice group. This position is ... such as investment adviser regulation,..
Senior Corporate & Securities AttorneyLocation: San Diego, CA (Remote ... is seeking a seasoned Senior Attorney to enhance its corporate, regulatory, and securities law practice. The role requires ... and..
... law firm seeks a Counsel-level attorney to join its esteemed and ... join its esteemed and expanding Securities Enforcement practice group. This role ... market participants, and individuals, in..
... in supporting investment advisers and broker-dealer clients by shaping and directing ... building out long-term strategies, manage regulatory interfaces, and advise on the ... on the evolving landscape of..
Investment Management and Broker-Dealer Associate The candidate should have 2+ years of experience. Should preferably have experience in one or more of the Investment Advisers Act, the Investment Company Act or ..
Investment Management and Broker-Dealer Associate The candidate should have 2+ years of investment management experience. Should have experience in one or more of the Investment Advisers Act, the Investment Company Act, ..
... for a motivated and talented regulatory attorney with experience in securities and commodities issues in the ... and commodities issues in the broker-dealer and futures commission merchant space, .....
... is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their ... will have extensive experience in securities law and corporate governance, with ... in public company..
... OverviewA law firm seeks a Securities Enforcement Associate for its Washington, ... recognized practice group, focusing on securities enforcement defense and regulatory counseling. The successful candidate will ... internationally.DutiesRepresent..
... a motivated and talented corporate attorney with experience in fintech businesses ... DC. Experience with regulation of broker-dealers (SEC, CFTC, FINRA) and strong ... corporate matters facing an electronic..
... OverviewA law firm seeks a Securities Enforcement Associate in New York. ... a nationally recognized practice in securities enforcement defense and regulatory counseling, representing clients before various ... counseling,..
... is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their ... will possess extensive experience in securities law, corporate governance, and compliance, ... of in-depth experience..
... clients-primarily registered investment advisers and broker-dealers-through the evolving landscape of regulatory compliance, governance, and risk management. ... group, delivering expert-level insight into regulatory frameworks while contributing to the .....
... Atlanta, GA, seeks an experienced attorney to provide legal and compliance ... the financial services sector, including broker-dealers and registered investment advisers. This ... of client matters, provide strategic..
... Diego office of a BCG Attorney Search Top Ranked Law Firm ... Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in..
... a motivated and talented corporate attorney with experience in fintech businesses ... transactions, data privacy, regulation of broker-dealers (SEC, CFTC, FINRA) and strong ... corporate matters facing an electronic..
VP - In-House Attorney –Swaps, Derivatives, Foreign Exchange, TDS ... to the firm's swap dealers, broker dealers and global foreign exchange ... insolvency, Dodd Frank, margin/collateral, ERISA, securities laws, local..
... is seeking a Senior Corporate Securities Associate Attorney or Counsel with extensive experience ... Counsel with extensive experience in securities law and corporate governance. The ... background in public..
