Regulatory Compliance Counsel Jobs

Senior Counsel Duties: Draft, review, analyze, structure and negotiate manufacturing, packaging, pharmaceutical development, purchase, supply, license and master service agreements. Advise business unit personnel with respect to compliance policies, customer and ..

Associate Counsel RESPONSIBILITIES: Provide legal counsel in the areas of academic ... including real estate and construction; regulatory compliance; grants and sponsored research; intellectual ... management; privacy; government employee ethics..

... number of areas including FDA regulatory law, fraud and abuse, and ... fraud and abuse, and healthcare compliance considerations. Key Responsibilities and Major ... admission, or NJ limited in-house..

Compliance Escalation and Incident Reporting Senior ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... oversight framework to comply with regulatory expectations of aggregation and reporting..

Regulation W Compliance Officer The candidate duties will ... enhancement of the CUSO Banking Regulatory Compliance Regulation W framework, including risk ... and monitoring, and training; Conduct compliance oversight reviews..

Swap Dealer Compliance Officer The candidate will manage ... candidate will manage swap dealer compliance program including assessing and updating ... and education process and on-going regulatory interactions. Providing real..

VP Claims, Financial Lines, D&O Duties: Lead a team of D & O claim examiners, through the application of Best Practices and strong supervisory skills. Drive and develop the technical acumen ..

... customer and other stakeholder relationships, regulatory matters, contracts and interactions with ... attorney and advises on specific regulatory or compliance risks, and counsels management in ... enhancing Company objectives...

Compliance Product Officer - TTS Cash ... Treasury and Trade Solutions (TTS) compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... framework. Primary responsibilities include monitoring compliance..

Description The Senior Counsel provides a full range of ... advice and services. The Senior Counsel works on problems of diverse ... to substantial. Responsibilities The Senior Counsel is an..

Development & Regulatory Counsel Responsibilities: Provide strategic advice regarding ... development projects, business development matters, regulatory matters, compliance issues, development related documents and ... attorney and advise on specific regulatory..

Vice President, AML Compliance Risk Management (ACRM) Officer – NAM Banking, Capital Markets and Advisory Duties: Execute and implement firm-wide AML risk management policy and strategic processes. Maintain AML compliance program ..

Assistant General Counsel - Investment Company The candidate ... all aspects of legal and regulatory matters relating to the firm’s ... the handling of legal and regulatory matters relating to..

Vice President Quality Assurance And Compliance The candidate will lead the ... NA Claims Quality Assurance and Compliance teams; Develop and execute the ... NA Claims Quality Assurance and Compliance..

... report to the Deputy General Counsel. Provides legal services and support, ... Gives advice on legal and regulatory issues as they arise from ... competitor issues, market access issues,..

Operational Risk Officer – Control Testing The candidate will be responsible for: effectively testing/challenging internal control assessments for the Combined US Operations (CUSO) of UBS. Liaising regularly with the Heads of ..

Compliance Assurance Director - NAM ICG ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Assurance team ... Assurance team responsible for assessing compliance..

Development & Regulatory Counsel Responsibilities: Provide strategic advice regarding ... development projects, business development matters, regulatory matters, compliance issues, development related documents and ... attorney and advise on specific regulatory..

Americas Compliance And Operational Risk Control Chief ... regulators and coordinating materials for regulatory exams and inquiries. Drafting internal ... have 10+ years of prior compliance and/or operational risk or..

Corporate Counsel (Investments) The candidate will work ... other corporate agreements. Offer legal counsel to promote compliance with applicable laws and regulations ... and regulations and respond to regulatory inquiries..

Senior Counsel, Regulatory Attorney The candidate will report ... directly to the Associate General Counsel and will be responsible for ... will be responsible for providing regulatory and business legal..

Compliance Assurance Director Duties: The candidate ... candidate serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)'s Assurance team ... Assurance team responsible for assessing compliance..

... TTS and CCB O&T ICRM Compliance Officer The candidate will be ... developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ... subject matter expert on Citi’s..