Broker Dealer Attorney Jobs

San Diego office of a BCG Attorney Search Top Ranked Law Firm seeks regulatory and securities attorney with 5+ years of securities law experience in SEC and FINRA regulatory matters. The ..

A law firm seeks a Counsel-level attorney to join its esteemed and expanding Securities Enforcement practice group. This role involves representing a diverse range of clients, including corporations, financial market participants, ..

Job Title: Chief Compliance Officer Or Senior CounselJob Overview: A distinguished law firm based in Columbus, OH is seeking an accomplished compliance and legal professional with deep experience in investment regulation to ..

A law firm based on Long Island is actively seeking a sharp and resourceful attorney to join their legal team with a primary focus on real estate leasing matters. This opportunity ..

Job OverviewA law firm seeks a Financial Services Associate with 3 to 7 years of experience to join their team in Washington, DC. The ideal candidate will possess a strong understanding ..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA distinguished law firm located in Cincinnati, OH is seeking a seasoned professional to join its Investment Oversight team, either in a leadership compliance ..

Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate in New York, NY. The successful candidate will join a team specializing in insurance laws, regulations, and corporate transactions, providing ..

Job OverviewA law firm seeks an Asset Management Associate to join the Regulatory & Enforcement practice in New York, NY. The ideal candidate will have three to six years of experience ..

Job OverviewA law firm seeks an Asset Management Associate to join the Regulatory & Enforcement practice in Washington, DC. The ideal candidate will have three to six years of experience advising ..

Job Overview: A law firm is seeking a Corporate Associate Attorney with 2 to 4 years of experience to join its Corporate Finance Division in Phoenix, Arizona. The position focuses on ..

Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate in West Palm Beach. The ideal candidate will have experience in fund formation, investment management, and broker-dealer regulation. This role ..

Job OverviewA law firm seeks an Insurance Transactional and Regulatory Associate in Miami. The ideal candidate will have experience in fund formation, investment management, and broker-dealer regulation. This role involves providing ..

Job OverviewA law firm seeks a Corporate Associate Attorney to join its Corporate Finance Division in Kansas City, MO. This role offers the chance to work with a well-established corporate group ..

Job Overview A law firm seeks a Financial Services Associate in Boston. The ideal candidate will have 3 to 7 years of experience and a strong understanding of federal securities laws ..

Job TitleChief Compliance Officer Or Senior CounselJob OverviewA prominent law firm located in Cleveland, OH seeks a seasoned compliance leader or senior-level legal advisor to support its Investment Management division. This ..

Job OverviewA law firm seeks a Corporate Associate Attorney with two to four years of experience to join its Corporate Finance Division in Phoenix, AZ. This role offers the chance to ..

Job OverviewA law firm seeks a Financial Services Associate with 3 to 7 years of experience to join their team in Philadelphia, PA. The ideal candidate will possess a strong understanding ..

Job OverviewA law firm seeks a Financial Services Associate in Charlotte to join their Financial Services group. The ideal candidate will have 3 to 7 years of experience and a strong ..

Job OverviewA law firm seeks a Financial Services Associate with 3 to 7 years of experience for their office in New York, NY. The ideal candidate will possess a strong understanding ..

Job OverviewA law firm seeks a Corporate Associate Attorney with two to four years of experience to join its Corporate Finance Division in Denver, CO. This role offers the opportunity to ..

Job Overview: Stinson LLP is seeking a Corporate Associate Attorney with 4 to 6 years of experience to join its Corporate Finance Division in Denver, Colorado. The position focuses on sophisticated ..

Job OverviewA law firm seeks a Financial Services Associate with 3 to 7 years of experience to join their Financial Services group in San Francisco, CA. The ideal candidate will have ..

Job OverviewA law firm seeks a Financial Services Associate in San Francisco, CA. The ideal candidate will have 3 to 7 years of experience and a robust understanding of federal securities ..