Regulatory Compliance Legal Secretary Jobs in New York City

... background in securities law and regulatory compliance, offering the opportunity to work ... relationships, serving as a trusted legal consultant on complex securities matters.Regulatory & Compliance Counsel – Guide..

... is ideal for a seasoned legal professional with extensive experience in ... Law Expertise – Provide sophisticated legal counsel on securities transactions, regulatory compliance, and corporate governance matters.Litigation &..

... sponsors on complex fund formation, regulatory compliance, and investor negotiations across a ... memorandaAdvise clients on fund structuring, regulatory compliance, and capital raisingCounsel fund managers ... and conflict of..

Job OverviewA law firm seeks a highly qualified mid-level associate for its Financial Regulatory and Derivatives practice group in New York, NY. The ideal candidate will have a minimum of 3 ..

Job OverviewA law firm seeks a Capital Markets Senior Associate/Counsel in New York, New York. The successful candidate will join a dynamic capital markets group advising emerging-growth and public companies, investment ..

Job OverviewA law firm seeks a Corporate Associate to join the Capital Markets practice group in New York City, NY. The role involves representing issuers, investment banks, and other market participants ..

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

... Associate with 3-5 years of legal experience to join their New ... and private offerings, and ensuring compliance with regulatory requirements. The ideal candidate will ... due diligence and..

Job OverviewA law firm seeks an associate with 3-5 years of corporate or securities law experience for their New York City office. The ideal candidate will have experience with SEC-registered investment ..

... successful candidate will provide expert legal advice on commodities, futures, and ... futures, and derivatives law, including regulatory, compliance, and transactional support to clients.DutiesAdvise ... including futures, swaps, and..

... to cross-border transaction advocacy and regulatory strategy in sectors like technology, ... sciences, and energy.DutiesAdvise clients on compliance and risk management strategies.Participate in ... in cross-border transaction advocacy and..

... on the formation, structuring, and regulatory aspects of a range of ... fund structures, securities regulations, and compliance matters across multiple fund types.Location:New ... funds, and BDCsProvide guidance on..

Job OverviewA law firm seeks an Associate Corporate SPAC Attorney in New York, United States. This role involves working with partners to execute capital markets transactions and assist clients in compliance ..

Job OverviewA law firm seeks an Employee Benefits & Executive Compensation Associate with 3 to 6 years of experience to join its team in New York. This role involves supporting client ..

... to join its Investment Funds Regulatory practice in New York. This ... on a broad spectrum of regulatory issues, including fundraising, compliance, SEC examinations, and enforcement matters. ... York,..

... requiring a deep understanding of regulatory frameworks and a commitment to ... placements.Advise clients on securities transactions, regulatory compliance, and corporate governance issues.Draft and ... governance issues.Draft and negotiate..

... law.Conduct SEC research and ensure regulatory compliance.Develop and maintain client relationships with ... 1 year of experience with regulatory requirements and compliance issues.1+ years of legal experience with high-growth,..

... skilled in public offerings, SEC compliance, corporate governance, and related regulatory matters. A portable book of ... and private companies on securities compliance, regulatory filings, and corporate governanceLead transactions..

Job OverviewA law firm seeks a Corporate Associate in New York, United States, to collaborate with partners and attorneys in executing capital markets transactions and assisting clients with compliance related to ..

... Commodity Futures Trading Commission (CFTC) regulatory matters for their practice in ... candidate will advise clients on compliance with the Commodity Exchange Act ... and collaborate on cross-disciplinary matters.DutiesConduct..

Job OverviewA law firm seeks an Associate for the Private Funds/Investment Services team in New York, NY. This role offers the opportunity to work within a multidisciplinary practice, engaging with shareholders ..

Job OverviewA law firm seeks a Senior Professional Liability Attorney for their Accounting Practice in New York, New York. This role offers a flexible, hybrid working arrangement and is open to ..

... engage with a nationally recognized legal practice handling complex capital markets ... handling complex capital markets transactions, regulatory filings, and strategic business combinations. ... PIPEs and other financing transactionsManage..